Compliance report response form

Introduction If you recently received a letter from AUSTRAC titled 'FAILURE TO COMPLY WITH LEGAL OBLIGATIONS' and you believe that either: your organisation is not a reporting entity for the purposes of the AML/CTF Act, or your organisation is a reporting entity for the purposes of the AML/CTF Act but is not required to submit an AML/CTF compliance report for 2007, then please indicate the basis for your belief by completing the following form.
* Organisation legal name:
* AUSTRAC letter reference: ** HINT: Type the reference exactly as it appears on your letter to ensure AUSTRAC can correctly identify you.
Contact name:
Contact position/title:
Declaration Please select ONE of the following options:
	Our organisation is no longer in business.
	Our organisation is not a reporting entity because it does not provide a designated service.
	Our organisation only issued interests in a managed investment scheme and did not provide any other designated services within the reporting period (13 December 2006 to 31 December 2007).
	Our organisation is a holder of an Australian financial services (AFS) licence and the only designated service it provided was to make arrangements for a person to receive a designated service within the reporting period (13 December 2006 to 31 December 2007).
	Our organisation is a reporting entity, but it did not provide a designated service within the reporting period (13 December 2006 to 31 December 2007).
	Our organisation is not obliged to submit a compliance report based on reasons other than those listed above (please set out those reasons below):
Comments